INDUSTRY STATUS

Annual Industry testing for 2021 has completed, the 2022 test will be held on October 15.

 

Entity Name Status Comments
EQUITIES    NA
BIDS Trading  ........ NA
Cboe BYX  .......... NA
Cboe BZX  .......... NA
Cboe EDGA  .......... NA
Cboe EDGX  .......... NA
NYSE-Chicago  .......... NA
Dealerweb ATS  .......... NA
IEX  .......... NA
Long Term Stock Exchange  .......... NA
MEMX   NA
MIAX Pearl Equities  .......... NA
NASDAQ  .......... NA
Nasdaq BX  .......... NA
Nasdaq PSX  .......... NA
NYSE (CLASSIC)  .......... NA
NYSE ARCA  .......... NA
NYSE MKT (AMEX)  .......... NA
OTC Link ATS  .......... NA
UBS ATS  .......... NA
FIXED INCOME    
BrokerTec CME Group  .......... NA
Dealerweb - IDB  .......... NA
Dealerweb CLOB (ex-Nasdaq Fixed Income)  .......... NA
TP-ICAP  .......... NA
Tullett Prebon - IDB  .......... NA
BGC Partners  .......... NA
Bloomberg TOMS  .......... NA
BondDesk  .......... NA
GLMX   NA
LTX Trading   NA
MarketAxess  .......... NA
ICE TMC Bonds  .......... NA
TradeWeb  .......... NA
Trumid  .......... NA
BNY Mellon – Clearing Bank  .......... NA
CDCC  .......... NA
FX    
Bloomberg FXGO  .......... NA
Bloomberg Tradebook   NA
CLS  ..........  
Refinitiv FXAll  .......... NA
Hotspot  .......... NA
Traiana  .......... NA
MARKET DATA    
Bloomberg  .......... NA
Factset  .......... NA
Fidessa  .......... NA
ICE Data Services/eSignal  .......... NA
ICE Data Services/Interactive Data  .......... NA
OTC Markets Group  .......... NA
Refinitiv  .......... NA
SIX Financial Information  ..........  
TREASURY AUCTIONS  ..........  
US Treasury Auctions  .......... NA
FedTrade  .......... NA
Options    
BOX Options Exchange  .......... NA
Chicago Board Options Exchange  .......... NA
Cboe BZX Options  .......... NA
CBOE C2 Options  .......... NA
Cboe EDGX Options  .......... NA
MIAX Options  .......... NA
MIAX Emerald  .......... NA
MIAX Pearl  .......... NA
Montreal Exchange  .......... NA
Nasdaq BX Options  .......... NA
Nasdaq GEMX  .......... NA
Nasdaq ISE  .......... NA
Nasdaq MRX  .......... NA
Nasdaq Options Market  .......... NA
Nasdaq PHLX  .......... NA
NYSE AMEX  .......... NA
NYSE/ARCA  .......... NA
The Options Clearing Corporation  ..........

 

CDCC  .......... NA
Payments    
Fedwire  .......... NA
CHIPS  ..........  NA
SWIFT  .......... NA
SERVICE BUREAUS    
Broadridge BPO  .......... NA
Broadridge BPS  .......... NA
Broadridge ICI  .......... NA
Fidessa  .......... NA
FIS Phase 3  .......... NA
FIS Valdi  .......... NA
FlexTrade Systems  .......... NA
LavaFlow ECN  ..........  
Matrix Applications  .......... NA
Refinitiv BETA  .......... NA
Shadow Financial Systems  ..........  
SS&C Technologies (Lightning)  ..........  

DTCC

 .......... NA
Trade Reporting  

 

FINRA   NA
FINRA CAT   NA